Summary of CySEC Circular C655
Findings of the assessment of Compliance Officers’ Annual Reports and Internal Audit Reports on the prevention of ML/TF for the year 2022.
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Apr 173 min read
Reporting Obligations on Outgoing Transfers by EU Entities with Russian Ownership
New reporting obligations relating to transfers of funds out of the EU by EU entities with a certain level Russian ownership...
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Sep 22, 20232 min read
IFX EXPO International 2023 – Opening Keynote speech by CySEC Chairman – Dr George Theocharides
To commence the 2023 IFX Expo 2023, the Cyprus Securities and Exchange Commission Chairman, Dr George Theocharides, gave an opening
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Jun 7, 20231 min read
C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
C578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
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Jun 7, 20232 min read
EBA Consultation Paper - Money Laundering, Terrorist Financing & Crypto-Asset Service Providers
EBA Consultation Paper - Money Laundering, Terrorist Financing & Crypto-Asset Service Providers
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Jun 7, 20232 min read
CySEC's Circular C576 & The Implementation of EBA's Guidelines
CySEC's Circular C576 & The Implementation of EBA's Guidelines
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Feb 28, 20231 min read
The European Banking Authority’s Opinion on De-Risking
The European Bank Authority (‘EBA’) encourages authorities to engage more actively with institutions regarding de-risking.
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Nov 10, 20222 min read
CySEC launches an online investment knowledge Quiz
CySEC has launched its first online quiz on its website, where the public can evaluate how much they really know about investments...
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Sep 21, 20222 min read
ESG Data: How Investment Firms Can Collect Client Sustainability Preferences
Sustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
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Aug 24, 20224 min read
Sustainable Investing: ESMA Requirements on Clients’ Sustainability Preferences
From 2 August 2022 investment firms must take sustainability risks into consideration and assess clients' sustainability preferences.
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Feb 15, 20223 min read
Redefining threshold criteria of 'significant CIF' - Circular CIF C487
CySEC has redefined the threshold criteria that determines a ‘significant CIF’ for the purposes of the Investment Services and Activities a
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Feb 7, 20222 min read
CySEC strengthens its regulatory role
CySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...
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Feb 7, 20223 min read
The Distance Marketing of Financial Services to Consumers Law of 2004 (N.242 (I) 2004)
The Distance Marketing of Financial Services to Consumers Law of 2004 (N.242 (I) 2004)
The Consumer Right of Withdrawal
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Feb 1, 20221 min read
Monthly Reporting Obligations - February 2022
Monthly Reporting Obligations - February 2022 for Cyprus Investment Firms.
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Dec 22, 20211 min read
Finance Magnates London Summit 2021
Our Director, Constantinos, joined industry experts in the “Regulatory Catch Up: Understanding Changing Regimes” panel at FMLS 21.
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Jul 15, 20214 min read
New Prudential Framework for Investment Firms (IFR/IFD)
The new prudential framework for investment firms introduces classification for Investment Firms and sets new initial capital requirements.
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Apr 22, 20212 min read
Updates regarding the new prudential framework for Investment Firms
Updates regarding the new prudential framework for Investment Firms(IFD/IFR) & CySEC’s Data collection
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Apr 9, 20213 min read
CySEC - Latest Entries - CIRCULAR CIF C441
CySEC published Circular CIF C441 - good practices implemented and common deficiencies and/or omissions.
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Mar 24, 20212 min read
The requirement of publishing the RTS 27 Reports
The requirement of publishing the RTS27 Reports is postponed for EU & UK Investment Firms, whilst RTS28 publication requirement remains...
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Mar 16, 20212 min read
Opinion of the European Banking Authority on the risks of money laundering and terrorist financing!
The European Banking Authority (EBA) published its Opinion on risks of money laundering and terrorist financing (ML/TF) affecting the Europe
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