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Jun 7, 20231 min readC578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirementsC578: ESMA35-43-3565 - Guidelines on certain aspects of the MIFID II remuneration requirements
Sep 21, 20222 min readESG Data: How Investment Firms Can Collect Client Sustainability PreferencesSustainability related provisions under MiFID and IDD DAs came into force on 2 August 2022. Here we explain how ESG data can be collected.
Feb 7, 20222 min readCySEC strengthens its regulatory roleCySEC Chairman announced during a press conference on 1 Feb 2022 it is enhancing its supervisor capabilities through the implementation...
Dec 23, 20202 min readLaunching a Temporary Permission RegimePOLICY STATEMENTS: PS-02-2020: Policy Statement on Launching a Temporary Permission Regime
Jun 25, 20205 min readGuidelines on Certain Aspects of the MiFID II Compliance Function Requirements (ESMA35-36-1952)On 5th June 2020 the European Securities and Markets Authorities (“ESMA”) published new Guidelines on certain aspects of the MiFID II.
Dec 11, 20193 min readRegulations every European financial institution has to comply withWith new regulations put into effect, legal requirements for financial institutions in Europe have become more demanding.